Other prices for trading and safe custody services

Trading Safe custody services Safe custody Trading
 Direct trading in subscription rights
In connection with subscription on the trading price of the purchase or sales order4.00
Asset transfer tax on the trading price of subscription rights, charged from both the seller and the buyer0.80
Prices (VAT 24% included) €

Registration of a trade transaction transmitted by an agent other than Nordea Markets.  No VAT is levied on the price.

10.00

Follow-up/trade transaction concerning a securities portfolio pledged as security. In addition, a trade registration fee is charged.

33.91

* In addition, the London Stock Exchange charges a 0.5% stamp duty on the trading price in connection with the purchase.

** In addition, a service fee of 8.41 euros and a fee for changing an order 8.41 euros.

The total fee charged from the seller (and in the case of trades of subscription rights, also from the buyer) is half of the trading price at the most.

Derivatives; Nordea's trading and execution fees
The fees include Nordea's trading fees and the market place's (MP) trading fees
Equity and index options (OMX and Eurex) 
trade3% of the premium*
delivery of shares, based on Finnish shares (exercise/assignment)0.5% of the value of the delivery**
cash delivery3% of the premium***

* minimum fee 50 € + MP’s fees 
** + MP’s fees 
*** minimum fee 50 € + MP’s fees

Index futures and forwards
trade0.5% of the value of the futures contract*
settlement of net value (at the expiry of a futures or forwards contract)0.5% of the value of the futures contract*

* (includes all MP’s fees), minimum fee 50 €

Forward contracts on shares (OMX)
trade                                                                                                        0.5% of the value of the forward contract*

* + MP’s fees

The minimum fee is not charged for trades closing a position (before maturity).

Safe custody services
Domestic securities
Transfer of book-entry securities, per typePrices (VAT 24% included)
From another bank to Nordea
free of charge
Transfer within Nordea from one account to another

4,03

Transfer from Nordea to another account operator

26,21

Account transfer of book-entry securities when a trade is realised through another party than Nordea

 10,00
No VAT is levied on the price

Taking a security out of/leaving a security in safe custody

 Prices (VAT 24% included)

Taking a security or document out of safe custody, per type

14,11 

Taking out/leaving a security in connection with a trade, when the trade is realised by another party than Nordea

10,00
No VAT is levied on the price

Registration based on a document

 Prices (VAT 24% included)

Pledging when the pledgeholder is Nordea Bank Finland Plc

Right of transfer, right to return, transfer restriction or registration authorisation, (addition, charge or deletion)

34,27

Pledging on behalf of some other party than Nordea Bank Finland Plc, (addition, charge or deletion)

34,27

Registration of trade transaction brokered by another party than Nordea.

10,00
No VAT is levied on the price

 Type conversion of a share series

43,35

Reports, certificates and reorders
Balance certificate

 Prices (VAT 24% included)

Asset statement on book-entry account and safe custody of securities

10,08

Asset statement on fund portfolio

10,08

Reorders
Printouts on safe custodies at year end

10,08

Fund transaction list

10,08

Security statement on book-entry account and safe custody of securities

26,21

Printouts by separate order
Security trades

26,21

Return from secutities trading

26,21

Calculation on secutities trading

26,21

Tax-at-source tax return for persons with limited liability to pay tax

9,08

Other
Drawing up some other certificate, printout or calculation is charged by the hour.

55,45

Services for customers of the Euroclear Finland (EFI)*

Prices (VAT 24% included)

Opening of a book-entry account26,21
Account transfer application26,21
Change of the account´s basic details26,21
Closing of the account26,21
*The payment concerns book-entry accounts opened in Euroclear Finland via Nordea, and the management of such accounts. Opening a book-entry account in Nordea is free-of-charge.

Shares
Share issue

Prices (VAT 24% included

Drawing up and sending a subscription calculation and realising an order

6,78

Exhange of share certificates
Exchange of share certificates / type

6,78

Registration of shares

 

per share certificate *

1,70

minimum *

16,95

* in addition, costs charged by the company

Foreign securities
Transfer of securities, per type

Prices (VAT 24% included)

Transfer of a foreign security from one account to another within Nordea14,00 (No VAT is levied on the price)
Transfer of a foreign security to another safe custody bank or reception from another safe custody bank; security in book-entry format.68,00 (No VAT is levied on the price)
Transfer of a foreign security to another safe custody bank or reception from another safe custody bank; conversion of a physical security into a book-entry security. The fee is charged separately for each physical security even if the securities were eg share certificates of one company, if the subcustodian requires the transfer request by share certificate68,00 (No VAT is levied on the price)

Checking costs related to physical securities.  In addition, all external costs incurred by the bank will be charged.

70,00
Applying for refund of tax-at-source levied on dividend paid abroad

Prices (VAT 24% included)

Applying for exemption from tax
Applying for exemption from tax in another Nordic country, price per country. Tax exemption in other countries cannot be applied for.

201,62

Applying for refund of tax-at-source
Belgium, Spain*, Austria, France**, Sweden, Germany, Switzerland and Denmark
The price is 100 euros per dividend payment. The sum to be returned must be at least 200 euros per dividend payment.
100,81
Tax voucher, Switzerland (when the customer himself/herself applies for refund), price per voucher20,16
Transmission, France** (when the customer himself/herself applies for refund)20,16

Receipt for dividend paid, price per dividend payment

20,16

*For the collection of tax-at-source from Spain the bank will charge its own costs and the costs charged by the sub-custodian in Spain (160 euros) The costs will be charged separately for each share type.
**For the collection of tax-at-source from France the bank will charge its own costs and the costs charged by the sub-custodian in Spain (30 euros) The costs will be charged separately for each share type and deducted form the refundable tax amount.

Applying for refund of tax-at-source levied on dividend paid abroadPrices (VAT 24% included)
Nordea Bank AB (publ)50,41

The fees are determined and published separately for each depositary receipt and Elink share type.


Besides the service fees payable to the bank, the customer will pay any fees and charges charged to the bank by Euroclear Finland Oy, sub-custodians and other third parties.

For example, the custody of depositary receipts (ADR and GDR) is subject to an administration fee in addition to the bank's fee. The administration fees vary by programme and are not known in advance. We advise investors to follow ADR/GDR programmes directly either through the issuer's website or the company's investor relations.

Depositary receipts / Elink-sharesPrices (VAT 24% included
Conversion/exchange
Conversion of a security subject to public trading abroad into a depositary receipt or an Elink share subject for trading in Finland/order/type

120,00

Conversion of a depositary receipt or Elink share subject to public trading in Finland into a security subject for public trading abroad/order/type

120,00

The service fee will also be charged if the customer changes or cancels an order.
Safe custody

Besides the service fees payable to the bank, the customer will pay any fees and charges charged to the bank by Euroclear Finland Oy, sub-custodians and other third parties.
For example, the custody of depositary receipts (ADR and GDR) is subject to an administration fee in addition to the bank's fee. The administration fees vary by programme and are not known in advance. We advise investors to follow ADR/GDR programmes directly either through the issuer's website or the company's investor relations.

The custody for the securities is free of charge during the following quarter if you accumulate brokerage fees during the calendar quarter through securities trading. Every brokerage fee paid during the quarter will count towards the accumulated brokerage fees. The free custody concerns both Finnish and international asset classes. Custody is also free of charge if your book-entry account is empty. If you do not execute any transactions during the calendar quarter, the custody fee will be charged in accordance with the tariff.